Skip to main content

Jessica Forbes Quoted by Private Equity Law Report on Details and Takeaways From an OCIE Risk Alert on Compliance

Media mentions | February 2, 2021

Corporate partner Jessica Forbes was quoted by Private Equity Law Report in which she details warnings from the SEC’s Division of Examinations’ – formerly the Office of Compliance Inspections and Enforcement, or OCIE – risk alert regarding deficient annual compliance reviews and ill-tailored policies, as well as provides high-level takeaways for private fund managers to consider.

Click here to read the article.

This communication is for general information only. It is not intended, nor should it be relied upon, as legal advice. In some jurisdictions, this may be considered attorney advertising. Please refer to the firm’s data policy page for further information.