Skip to main content

Financial Services

Fried Frank serves as counsel to the world's leading financial institutions, including on complex transactional, regulatory, enforcement and litigation matters. We represent the full range of financial organizations – from US and international commercial and investment banks, broker-dealers, and insurance companies to asset management and private equity firms, hedge funds, alternative capital providers, institutional investors, and specialty finance firms. Our range of services to both buy-side and sell-side clients is one of the most comprehensive in the market. As the financial marketplace continues to evolve, so too does our understanding of financial institutions, ensuring that we deliver the optimal mix of expertise and industry knowledge to meet our clients' complex legal needs.

Our financial services capabilities

  • Anti-money laundering
  • Antitrust and competition
  • Asset management
  • Banking regulation
  • Broker-dealer regulation
  • Capital markets
  • Commercial finance
  • Corporate and leveraged finance
  • Corporate governance
  • CTAs, CPOs, and FCMs
  • Derivatives and structured products
  • Economic sanctions
  • Executive compensation and ERISA
  • Intellectual property and technology
  • Litigation and arbitration
  • Mergers and acquisitions, contests for control, and fairness opinions
  • Money transmission and payments regulation
  • Privacy
  • Real estate and corporate real estate
  • Restructuring and insolvency, including distressed asset transactions
  • Swap dealers
  • US and international taxation
  • White collar defense, regulatory enforcement and internal investigations

Fried Frank serves as counsel to the world's leading financial institutions, including on complex transactional, regulatory, enforcement and litigation matters. We represent the full range of financial organizations – from US and international commercial and investment banks, broker-dealers, and insurance companies to asset management and private equity firms, hedge funds, alternative capital providers, institutional investors, and specialty finance firms. Our range of services to both buy-side and sell-side clients is one of the most comprehensive in the market. As the financial marketplace continues to evolve, so too does our understanding of financial institutions, ensuring that we deliver the optimal mix of expertise and industry knowledge to meet our clients' complex legal needs.

Our financial services capabilities

  • Anti-money laundering
  • Antitrust and competition
  • Asset management
  • Banking regulation
  • Broker-dealer regula...

Upcoming events

2022 Annual Regulatory Compliance Seminar

News and recognition

Insights and analysis