
David Mitchell is a leading practitioner in regulatory, transactional, and litigation matters relating to commodities, futures, and derivatives.
Clients seek David’s counsel in connection with product development; structuring funds and other investment vehicles; establishing electronic trading facilities and clearing solutions for swaps and derivatives; and regulatory, compliance, and enforcement matters relating to futures, swaps, and derivatives.
David is a sought-after speaker and author on the topics of derivatives, futures, and securities regulation. His writings have appeared in numerous well-known publications, such as Futures & Derivatives Law Report, Journal of Investment Compliance, The Review of Securities and Commodities Regulation, and The Handbook of Currency and Interest Rate Risk Management.
Chambers Global: The World’s Leading Lawyers for Business and Chambers USA: America’s Leading Lawyers for Business consistently recognize David as a leading individual in Capital Markets: Derivatives. Legal 500 consistently recognizes David in Finance: Structured Finance; Derivatives and Structured Products, being named to the “Hall of Fame” in 2022.
Chambers and Partners |
Chambers USA 2022 Recognizes Fried Frank as “Leading Firm”⟶Chambers and Partners |
Chambers Global 2022 Guide Recognizes Fried Frank Practices and Lawyers⟶Chambers and Partners |
Chambers USA 2021 Recognizes Fried Frank as “Leading Firm”⟶Chambers and Partners |
Chambers Global 2021 Guide Recognizes Fried Frank Practices and Lawyers⟶Chambers and Partners |
Chambers USA 2020 Recognizes Fried Frank as “Leading Firm”⟶Chambers and Partners |
Chambers USA 2019 Recognizes Fried Frank as “Leading Firm”⟶Client memorandum |
SEC Proposes Extensive Amendments to the Custody Rule⟶Client memorandum |
ELTIF 2.0⟶Client memorandum |
Q1 2023 – European Regulatory Update for Funds⟶Client memorandum |
Reminder: CPO and CTA Annual Affirmation Requirement⟶Client memorandum |
EXAMS Publishes Risk Alert Regarding Regulation S-ID Compliance⟶Client memorandum |
SEC Adopts New Rule Requiring Form 13F Filers to Report Annually Their Proxy Voting Record⟶Client memorandum |
SEC Proposes New Oversight Requirements for Certain Services Outsourced by Registered Investment Advisers⟶Client memorandum |
EXAMS Publishes Risk Alert Regarding Examinations Focused on the New Investment Adviser Marketing Rule⟶Client memorandum |
Reminder: CPO and CTA Annual Affirmation Requirement⟶Speaking engagements |
Law & Compliance Division Conference 2022⟶Speaking engagements |
41st Annual Law & Compliance Division Conference⟶Looking for a professional? Try our advanced professionals search⟶