Deal Lawyers cites Fried Frank memo in coverage of the SEC's Division of Trading and Markets' recent no-action letter

Deal Lawyers cites Fried Frank memo in coverage of the SEC's Division of Trading and Markets' recent no-action letter

Deal Lawyers cited corporate partner Jessica Forbes and corporate special counsel Gregory Gnall's memo, "SEC Provides Relief from Broker-Dealer Registration to Private M&A Brokers," in coverage of the SEC's Division of Trading and Markets' no-action letter that permits a person giving advice on M&A deals to receive transaction-based compensation under certain conditions without having to register as a broker-dealer.

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