Fried Frank

Derivatives: Publications

Client Memoranda (15) | Alerts and Newsletters (2) | Articles (1) | Books (1)
Client Memoranda
CFTC Update: CFTC Proposes Rule on Cross-Border Application of Margin Requirements for Uncleared Swaps August 19, 2015
Authors: William J. Breslin, Robert M. McLaughlin, David S. Mitchell, Victoria T. Mazgalev
Federal Reserve Extends Volcker Rule Conformance Period For Legacy Covered Funds Dec 18, 2014
Authors: Christopher J. Bellini, Jessica Forbes
NFA Update: NFA Seeking Comments on Potential CPO/CTA Capital Requirement and Customer Protection Measures January 27, 2014
Authors: David S. Mitchell, William J. Breslin, Janet C. Choi
Agencies Finalize Volcker Rule Dec 11, 2013
Authors: Christopher J. Bellini, Jessica Forbes
CFTC Update: CFTC Proposes New Position Limits and Aggregation Rules November 7, 2013
Authors: Robert M. McLaughlin, David S. Mitchell, Michael A. Yuffee, William J. Breslin, Victoria T. Mazgalev, Peter Ripley
Alerts and Newsletters
Guide to FINRA's New Communications with the Public Rule Oct 19, 2012
Authors: Gregory P. Gnall, Linda Riefberg
FINRA Pilots a Program Aimed at Large Arbitration Matters Jul 13, 2012
Authors: Linda Riefberg, David Morris
The CFTC's New Culture of Imposing Significant and Sweeping Sanctions May 2013
Source: Futures and Derivatives Law Report
Authors: Kevin Harnisch, David Mitchell and Andrew Smith
Over-the-Counter Derivative Products: A Guide to Business and Legal Risk Management and Documentation Sep 4, 1998
Source: McGraw-Hill
Authors: Robert M. McLaughlin

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