Fried Frank

Derivatives: Publications


Client Memoranda (22) | Alerts and Newsletters (2) | Articles (2) | Books (1)
Client Memoranda
CFTC Update: CFTC Issues Final Rule on Cross-Border Application of Margin Requirements for Uncleared Swaps June 30, 2016
Authors: William J. Breslin, Robert M. McLaughlin, David S. Mitchell, Victoria T. Mazgalev, Scott I. Golden
 
CFTC Approves Supplement to Position Limits Proposal June 6, 2016
Authors: William J. Breslin, David S. Mitchell
 
CFTC Update:  No-Action Relief from Regulation 3.10(c)(3)(i) Clearing Requirement February 17, 2016
Authors: David S. Mitchell, Kristin D. Corapi
 
Dodd-Frank Update: CFTC and Prudential Regulators Each Finalize Rules on Margin for Swap Dealers, Creating New Challenges for Asset Managers January 20, 2016
Authors: William J. Breslin, Robert M. McLaughlin, David S. Mitchell, Victoria T. Mazgalev
 
SEC’s New Proposed Rule on the Use of Derivatives May Impact Business Development Companies December 23, 2015
Authors: Jessica Forbes, Stuart H. Gelfond, David S. Mitchell, Stacey Song
 
Alerts and Newsletters
Guide to FINRA's New Communications with the Public Rule Oct 19, 2012
Authors: Gregory P. Gnall, Linda Riefberg
 
FINRA Pilots a Program Aimed at Large Arbitration Matters Jul 13, 2012
Authors: Linda Riefberg, David Morris
 
Articles
Fifth Year Anniversary of Title VII of the Dodd-Frank Act July 2015
Source: Futures and Derivatives Law Report
Authors: David S. Mitchell
 
The CFTC's New Culture of Imposing Significant and Sweeping Sanctions May 2013
Source: Futures and Derivatives Law Report
Authors: Kevin Harnisch, David Mitchell and Andrew Smith
 
Books
Over-the-Counter Derivative Products: A Guide to Business and Legal Risk Management and Documentation Sep 4, 1998
Source: McGraw-Hill
Authors: Robert M. McLaughlin
 
 

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