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Derivatives: Publications


Client Memoranda (24) | Alerts and Newsletters (2) | Articles (2) | Books (1)
Client Memoranda
CFTC Proposes to Amend Annual Report Requirements for Commodity Pool Operators Aug 15, 2016
Authors: William J. Breslin, Robert M. McLaughlin, David S. Mitchell, Victoria T. Mazgalev, Scott I. Golden
 
CFTC Update:  CFTC Proposes Amendments to Rules on Exemption from Registration for Certain Foreign Intermediaries August 8, 2016
Authors: David Mitchell, Kristin Corapi
 
CFTC Update: CFTC Issues Final Rule on Cross-Border Application of Margin Requirements for Uncleared Swaps June 30, 2016
Authors: William J. Breslin, Robert M. McLaughlin, David S. Mitchell, Victoria T. Mazgalev, Scott I. Golden
 
CFTC Approves Supplement to Position Limits Proposal June 6, 2016
Authors: William J. Breslin, David S. Mitchell
 
CFTC Update:  No-Action Relief from Regulation 3.10(c)(3)(i) Clearing Requirement February 17, 2016
Authors: David S. Mitchell, Kristin D. Corapi
 
Alerts and Newsletters
Guide to FINRA's New Communications with the Public Rule Oct 19, 2012
Authors: Gregory P. Gnall, Linda Riefberg
 
FINRA Pilots a Program Aimed at Large Arbitration Matters Jul 13, 2012
Authors: Linda Riefberg, David Morris
 
Articles
Fifth Year Anniversary of Title VII of the Dodd-Frank Act July 2015
Source: Futures and Derivatives Law Report
Authors: David S. Mitchell
 
The CFTC's New Culture of Imposing Significant and Sweeping Sanctions May 2013
Source: Futures and Derivatives Law Report
Authors: Kevin Harnisch, David Mitchell and Andrew Smith
 
Books
Over-the-Counter Derivative Products: A Guide to Business and Legal Risk Management and Documentation Sep 4, 1998
Source: McGraw-Hill
Authors: Robert M. McLaughlin
 
 
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