Practices & Industries > Derivatives > Publications

Derivatives: Publications

Client Memoranda (9) \| Alerts and Newsletters (2) \| Books (1)

Client Memoranda

Recent developments in the implementation of EMIR		Mar 11, 2013
Authors: Neil Macleod

CFTC Update: CPO and CTA Annual Affirmation Obligation		January 31, 2013
Authors: David S. Mitchell, William J. Breslin, Fern B. Simmons

CFTC Update: Funds of Funds and Family Offices No-Action Letters		Dec 12, 2012
Authors: David S. Mitchell, Walid Khuri, William J. Breslin

Key Implications of the "ISDA August 2012 Dodd-Frank Protocol" for Corporate End-Users		Aug 27, 2012
Authors: Robert M. McLaughlin, David S. Mitchell, William J. Breslin, Eugene Poverni, Fern Simmons

CFTC Update: CFTC Staff Issues No-Action Letter Concerning Relief from Rescission of CFTC Rule 4.13(a)(4) and Amendments to Rule 4.5		Jul 20, 2012
Authors: Robert M. McLaughlin, David S. Mitchell, William J. Breslin, Fern Simmons



Alerts and Newsletters

Guide to FINRA's New Communications with the Public Rule		Oct 19, 2012
Authors: Gregory P. Gnall, Linda Riefberg

FINRA Pilots a Program Aimed at Large Arbitration Matters		Jul 13, 2012
Authors: Linda Riefberg, David Morris



Books

Over-the-Counter Derivative Products: A Guide to Business and Legal Risk Management and Documentation		Sep 4, 1998
Source: McGraw-Hill Authors: Robert M. McLaughlin