Supreme Court Affirms the Constitutionality of Inter Partes Review
SEC Issues Proposed Rules and Interpretive Guidance Addressing Standards of Conduct for Broker-Dealers and Investment Advisers
CFTC Staff Permits CPO to Provide Financial Statements for Onshore Feeder Fund Prepared in Accordance with IFRS In Lieu of U.S. GAAP
The European Securities and Markets Authority (ESMA) recently published an opinion setting out certain principles in support of supervisory convergence in the context of Brexit. This Memo will cover key points to note arising from the principles.