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Your search for "Derivatives" and "Client Memoranda" returned 14 results.

Client Memoranda (14)
Client Memoranda  
NFA Update: NFA Seeking Comments on Potential CPO/CTA Capital Requirement and Customer Protection Measures January 27, 2014
Authors: David S. Mitchell, William J. Breslin, Janet C. Choi
 
Agencies Finalize Volcker Rule Dec 11, 2013
Authors: Christopher J. Bellini, Jessica Forbes
 
CFTC Update: CFTC Proposes New Position Limits and Aggregation Rules November 7, 2013
Authors: Robert M. McLaughlin, David S. Mitchell, Michael A. Yuffee, William J. Breslin, Victoria T. Mazgalev, Peter Ripley
 
CFTC Update:  Commodity Futures Trading Commission Assesses Penalty in First “Spoofing” Case Aug 6, 2013
Authors: David S. Mitchell, Daniel A. Mullen, Michael A. Yuffee, William J. Breslin, J. Peter Ripley
 
CFTC Update: Final Guidance on Cross-Border Application of Swaps Provisions of the Dodd-Frank Act and Exemptive Order Regarding Phased Compliance with Certain Swaps Provisions of the Dodd-Frank Act Jul 25, 2013
Authors: Robert M. McLaughlin, David S. Mitchell, Daniel A. Mullen, Michael A. Yuffee, William J. Breslin, Victoria T. Mazgalev, J. Peter Ripley
 
Recent developments in the implementation of EMIR Mar 11, 2013
Authors: Neil Macleod
 
CFTC Update: CPO and CTA Annual Affirmation Obligation January 31, 2013
Authors: David S. Mitchell, William J. Breslin, Fern B. Simmons
 
CFTC Update: Funds of Funds and Family Offices No-Action Letters Dec 12, 2012
Authors: David S. Mitchell, Walid Khuri, William J. Breslin
 
Key Implications of the "ISDA August 2012 Dodd-Frank Protocol" for Corporate End-Users Aug 27, 2012
Authors: Robert M. McLaughlin, David S. Mitchell, William J.  Breslin, Eugene Poverni, Fern Simmons
 
CFTC Update: CFTC Staff Issues No-Action Letter Concerning Relief from Rescission of CFTC Rule 4.13(a)(4) and Amendments to Rule 4.5 Jul 20, 2012
Authors: Robert M. McLaughlin, David S. Mitchell, William J. Breslin, Fern Simmons
 
CFTC Update Dec 20, 2011
Authors: David S. Mitchell, William J. Breslin
 
Commodity Futures Trading Commission Proposes Position Limits for Commodity Derivatives Feb 14, 2011
Authors: David S. Mitchell, Russell L. Kamerman, Mark Molle
 
CFTC Proposes Elimination of Commodity Pool Operator Registration Exemptions and New Reporting and Compliance Obligations Feb 8, 2011
Authors: David S. Mitchell, David W. Selden, Russell L. Kamerman, Mark Molle
 
Selected Highlights of The Dodd-Frank Act Affecting Derivatives August 19, 2010
Authors: David S. Mitchell, Robert M. McLaughlin, Todd R. Kornfeld, William J. Breslin, Victoria T. Mazgalev, Mark Molle
 
 
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